Baxter Investment Management is an SEC registered investment adviser organized as a corporation with a primary office location in Riverside, CT. Its latest Form ADV filing, dated March 11, 2026, reports $1.2B in regulatory assets under management, 7 employees, and 1,057 accounts.
Assets Under Management
$1.2B
Employees
7
Offices
--
Total Clients
446
Primary office
RIVERSIDE, CT
1030 EAST PUTNAM AVENUE, RIVERSIDE, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 49.8% of total clients.
Top client categories% of clientsClients
1
HNWI
49.8%
222
2
Individuals
45.5%
203
3
Pension Plans
2.0%
9
4
Corporations
1.6%
7
5
Charitable
1.1%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.2Bas of March 11, 2026
Discretionary100.0%
$1.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.2B
Total Accounts1,057
10Y AUM Change+$743M (+175.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee64:1
10Y Employee Change+1 (+16.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.