Oak Financial Group Inc is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 17, 2026, reports $177M in regulatory assets under management, 4 employees, and 138 accounts.
Top client segmentHNWI represent 61.1% of total clients.
Top client categories% of clientsClients
1
HNWI
61.1%
80
2
Individuals
32.1%
42
3
Pension Plans
6.9%
9
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$177Mas of March 17, 2026
Discretionary98.8%
$175M
99% of total RAUM98.8%
Non-discretionary1.2%
$2M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$177M
Total Accounts138
10Y AUM Change$-45M (-20.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee33:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.