GUILFORD, CTCRD 106289Latest ADV February 25, 2026
Compass Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Guilford, CT. Its latest Form ADV filing, dated February 25, 2026, reports $683M in regulatory assets under management, 5 employees, 2 offices, and 931 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 57.1% of total clients.
Top client categories% of clientsClients
1
Individuals
57.1%
214
2
HNWI
40.8%
153
3
Charitable
1.3%
5
4
Pension Plans
0.8%
3
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$683Mas of February 25, 2026
Discretionary100.0%
$683M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$683M
Total Accounts931
10Y AUM Change+$406M (+146.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee75:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.