PHILADELPHIA, PACRD 106019Latest ADV March 26, 2026
Roffman Miller Associates Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Philadelphia, PA. Its latest Form ADV filing, dated March 26, 2026, reports $3.2B in regulatory assets under management, 15 employees, and 1,599 accounts.
Assets Under Management
$3.2B
Employees
15
Offices
--
Total Clients
1,598
Primary office
PHILADELPHIA, PA
1835 MARKET STREET, SUITE 500, PHILADELPHIA, PA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 70.8% of total clients.
Top client categories% of clientsClients
1
HNWI
70.8%
1,132
2
Individuals
29.2%
466
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.2Bas of March 26, 2026
Discretionary99.0%
$3.2B
99% of total RAUM99.0%
Non-discretionary1.0%
$32M
1% of total RAUM1.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$3.2B
Total Accounts1,599
10Y AUM Change+$2.1B (+186.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee107:1
10Y Employee Change+7 (+87.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.