Firm profile

SAPERSTON LEGACY ADVISORS, INC.

HAMBURG, NYCRD 105849Latest ADV March 9, 2026

Saperston Legacy Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Hamburg, NY. Its latest Form ADV filing, dated March 9, 2026, reports $181M in regulatory assets under management, 5 employees, 1 office, and 436 accounts.

Assets Under Management
$181M
Employees
5
Offices
1 office
Total Clients
436
Primary office
HAMBURG, NY
172 LAKE STREET, HAMBURG, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKaren L. Saperston

Advisory services offered

2 types reported
Other advisory services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 67.7% of total clients.
Top client categories% of clientsClients
1
Individuals
67.7%
295
2
HNWI
30.7%
134
3
Corporations
1.4%
6
4
Pension Plans
0.2%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$181Mas of March 9, 2026
Discretionary74.2%
$134M
74% of total RAUM74.2%
Non-discretionary25.8%
$47M
26% of total RAUM25.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$181M
Total Accounts436
10Y AUM Change+$174M (+2754.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee87:1
10Y Employee Change-1 (-16.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.