Firm profile

CARLSON INVESTMENTS

CONCORD, NHCRD 105729Latest ADV March 13, 2026

Carlson Investments is an SEC registered investment adviser organized as a corporation with a primary office location in Concord, NH. Its latest Form ADV filing, dated March 13, 2026, reports $736M in regulatory assets under management, 14 employees, and 893 accounts.

Assets Under Management
$736M
Employees
14
Offices
--
Total Clients
360
Primary office
CONCORD, NH
TWO CAPITAL PLAZA, SUITE 404, CONCORD, NH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJames R. Mullins

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 67.5% of total clients.
Top client categories% of clientsClients
1
Individuals
67.5%
243
2
HNWI
29.7%
107
3
Pension Plans
1.1%
4
4
Charitable
1.1%
4
5
Corporations
0.6%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$736Mas of March 13, 2026
Discretionary100.0%
$736M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$736M
Total Accounts893
10Y AUM Change+$275M (+59.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14
Clients per Employee26:1
10Y Employee Change+5 (+55.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.