Firm profile

Wilmington Funds Management Corporation

WILMINGTON, DECRD 105163Registration Status: ApprovedEffective since September 17, 1984SEC # 801-22071Latest ADV March 30, 2026

Wilmington Funds Management Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in Wilmington, DE. Its latest Form ADV filing, dated March 30, 2026, reports $16.1B in regulatory assets under management, 39 employees, 2 offices, and 10 accounts.

Assets Under Management
$16.1B
Employees
39
Offices
2 offices
Total Clients
10

Associated firm names

3 names listed
  • RODNEY SQUARE MANAGEMENT CORP
  • WILMINGTON INVESTMENT MANAGEMENT
  • WILMINGTON FUNDS MANAGEMENT CORPORATION

Leadership

3 roles identified
CEOEdna J. Warren
CCOAndrew J. Baldauf
CIOAnthony M. Roth

Advisory services offered

1 types reported
Portfolio management for investment companies

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

WILMINGTON, Delaware, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Delaware

WILMINGTONPrimary office

Maryland

BALTIMORE

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$16.1Bas of March 30, 2026
Discretionary100.0%
$16.1B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
10

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$16.1B
Total Accounts10
10Y AUM Change+$5.1B (+47.1%)

Private Funds

Private funds reported by Wilmington Funds Management Corporation

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees39
Clients per Employee0:1
10Y Employee Change-16 (-29.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
M&T BANK CORPORATIONDirect owner · Schedule AInterest in WILMINGTON FUNDS MANAGEMENT CORPORATION
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Wilmington Funds Management Corporation.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-03-30 · Schedules A and B

12 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1M&T BANK CORPORATION100% SHAREHOLDERDomestic entityWILMINGTON FUNDS MANAGEMENT CORPORATION75% or moreCode EYes100% SHAREHOLDER05/2001Schedule APDF page 26
2JOHN JAMES KELLEYPRESIDENTIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesPRESIDENT10/2006Schedule APDF page 26
3ANTHONY MICHAEL ROTHSENIOR EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTORIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesSENIOR EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR11/2014Schedule APDF page 26
4LUKE ALAN TILLEYEXECUTIVE VICE PRESIDENT & CHIEF ECONOMISTIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NANoEXECUTIVE VICE PRESIDENT & CHIEF ECONOMIST02/2015Schedule APDF page 26
5MATTHEW DOUGLAS GLASEREXECUTIVE VICE PRESIDENT, HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTSIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NANoEXECUTIVE VICE PRESIDENT, HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTS02/2016Schedule APDF page 26
6JOHN CHARLES MCDONNELLSENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER, AND ASSISTANT SECRETARYIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesSENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER, AND ASSISTANT SECRETARY12/2019Schedule APDF page 26
7RANDY HOWARD VOGELEXECUTIVE VICE PRESIDENT & HEAD OF FIXED INCOMEIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NANoEXECUTIVE VICE PRESIDENT & HEAD OF FIXED INCOME05/2021Schedule APDF page 26
8Andrew JOHN BaldaufEXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICERIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesEXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER08/2022Schedule APDF page 26
9EDNA JENNIFER WARRENCHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICERIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesCHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICER06/2022Schedule APDF page 26
10Gerald E. BakerDIRECTORIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesDIRECTOR06/2024Schedule APDF page 26
11LISA J ROBERTSDIRECTORIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesDIRECTOR06/2025Schedule APDF page 26
12MICHAEL J KEANEDIRECTORIndividualWILMINGTON FUNDS MANAGEMENT CORPORATIONLess than 5%Code NAYesDIRECTOR06/2025Schedule APDF page 26

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/30/2026 8:22:50 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.