PHILADELPHIA, PACRD 105081Latest ADV March 27, 2026
Penn Capital Management Company, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Philadelphia, PA. Its latest Form ADV filing, dated March 27, 2026, reports $1.9B in regulatory assets under management, 16 employees, and 602 accounts.
Assets Under Management
$1.9B
Employees
16
Offices
--
Total Clients
631
Primary office
PHILADELPHIA, PA
3025 JOHN F. KENNEDY BLVD, SUITE 270, PHILADELPHIA, PA, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentNON-DISCRETIONARY CLIENTS represent 89.9% of total clients.
Top client categories% of clientsClients
1
NON-DISCRETIONARY CLIENTS
89.9%
567
2
Individuals
9.5%
60
3
Investment Cos.
0.3%
2
4
Pooled Investment Vehicles
0.3%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.9Bas of March 27, 2026
Discretionary75.4%
$1.5B
75% of total RAUM75.4%
Non-discretionary24.6%
$477M
25% of total RAUM24.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.9B
Total Accounts602
10Y AUM Change$-3.6B (-64.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees16
Clients per Employee39:1
10Y Employee Change-50 (-75.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.