Firm profile

THE CHARTIST

LONG BEACH, CACRD 105072Latest ADV January 5, 2026

The Chartist is an SEC registered investment adviser organized as a corporation with a primary office location in Long Beach, CA. Its latest Form ADV filing, dated January 5, 2026, reports $170M in regulatory assets under management, 3 employees, and 426 accounts.

Assets Under Management
$170M
Employees
3
Offices
--
Total Clients
426
Primary office
LONG BEACH, CA
6621 E. PACIFIC COAST HWY. #240, LONG BEACH, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOSteven G. Mais

Advisory services offered

2 types reported
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters

Fee models offered

2 types reported
Asset based fees
Subscription fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
426

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$170Mas of January 5, 2026
Discretionary100.0%
$170M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$170M
Total Accounts426
10Y AUM Change$-43M (-20.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee142:1
10Y Employee Change-1 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.