Firm profile

NBT CAPITAL MANAGEMENT, INC.

JOHNSON CITY, NYCRD 104932Latest ADV March 27, 2026

Nbt Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Johnson City, NY. Its latest Form ADV filing, dated March 27, 2026, reports $1.6B in regulatory assets under management, 15 employees, 5 offices, and 1,308 accounts.

Assets Under Management
$1.6B
Employees
15
Offices
5 offices
Total Clients
786
Primary office
JOHNSON CITY, NY
331 MAIN STREET, SUITE 1, JOHNSON CITY, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEORuth H. Mahoney
CCODouglas J. Coggins

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentPension Plans represent 49.9% of total clients.
Top client categories% of clientsClients
1
Pension Plans
49.9%
392
2
Individuals
39.4%
310
3
HNWI
10.7%
84

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.6Bas of March 27, 2026
Discretionary77.3%
$1.2B
77% of total RAUM77.3%
Non-discretionary22.7%
$366M
23% of total RAUM22.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.6B
Total Accounts1,308
10Y AUM Change+$1.5B (+957.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees15
Clients per Employee52:1
10Y Employee Change+9 (+150.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.