Firm profile

SLOCUM, GORDON & CO. LLP

NEWPORT, RICRD 104929Latest ADV February 5, 2026

Slocum, Gordon & Co. Llp is an SEC registered investment adviser organized as a limited liability partnership with a primary office location in Newport, RI.

Assets Under Management
$219M
Employees
5
Offices
--
Total Clients
131
Primary office
NEWPORT, RI
39 MILL STREET, NEWPORT, RI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOMichael P. Moeller

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 50.4% of total clients.
Top client categories% of clientsClients
1
Individuals
50.4%
66
2
HNWI
38.9%
51
3
Charitable
5.3%
7
4
Corporations
5.3%
7
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$219Mas of February 5, 2026
Discretionary100.0%
$219M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$219M
Total Accounts253
10Y AUM Change$-13M (-5.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee26:1
10Y Employee Change-1 (-16.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.