Nasdaq Dorsey Wright is an SEC registered investment adviser organized as a limited liability company with a primary office location in Richmond, VA. Its latest Form ADV filing, dated April 1, 2026, reports $1.0B in regulatory assets under management, 25 employees, 1 office, and 840 accounts.
Top client segmentHNWI represent 57.0% of total clients.
Top client categories% of clientsClients
1
HNWI
57.0%
479
2
Individuals
38.9%
327
3
Corporations
1.3%
11
4
Pension Plans
1.2%
10
5
Investment Cos.
0.7%
6
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.0Bas of April 1, 2026
Discretionary100.0%
$1.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.0B
Total Accounts840
10Y AUM Change+$766M (+311.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees25
Clients per Employee34:1
10Y Employee Change+5 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.