KENTFIELD, CACRD 104649Latest ADV February 9, 2026
Hoertkorn Richard Charles is an SEC registered investment adviser organized as a sole proprietorship with a primary office location in Kentfield, CA. Its latest Form ADV filing, dated February 9, 2026, reports $282M in regulatory assets under management, 2 employees, and 80 accounts.
Assets Under Management
$282M
Employees
2
Offices
--
Total Clients
74
Primary office
KENTFIELD, CA
1112 SIR FRANCIS DRAKE BLVD., KENTFIELD, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 68.9% of total clients.
Top client categories% of clientsClients
1
HNWI
68.9%
51
2
Individuals
31.1%
23
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$282Mas of February 9, 2026
Discretionary100.0%
$282M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$282M
Total Accounts80
10Y AUM Change+$131M (+86.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee37:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.