Firm profile

TIAA KASPICK, LLC

BOSTON, MACRD 104554Latest ADV March 26, 2026

Tiaa Kaspick, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 26, 2026, reports $8.7B in regulatory assets under management, 115 employees, 3 offices, and 6,140 accounts.

Assets Under Management
$8.7B
Employees
115
Offices
3 offices
Total Clients
154
Primary office
BOSTON, MA
100 FEDERAL ST., 19TH FLOOR, BOSTON, MA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CCODavid S. Lyons
CFOJoseph P. Gerharz
COORobert D. Spivey

Advisory services offered

3 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentCharitable represent 90.3% of total clients.
Top client categories% of clientsClients
1
Charitable
90.3%
139
2
Individuals
9.7%
15
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$8.7Bas of March 26, 2026
Discretionary99.8%
$8.7B
100% of total RAUM99.8%
Non-discretionary0.2%
$14M
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$8.7B
Total Accounts6,140
10Y AUM Change+$2.6B (+43.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees115
Clients per Employee1:1
10Y Employee Change+1 (+0.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.