Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Edelman Financial Engines
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
EDELMAN FINANCIAL ENGINES, LLCDirect owner · Schedule AInterest in EDELMAN FINANCIAL ENGINES
75%+
THE EDELMAN FINANCIAL ENGINES CENTER, LLCIndirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES, LLC
75%+
EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLCIndirect owner · Schedule BInterest in THE EDELMAN FINANCIAL ENGINES CENTER, LLC
75%+
EDELMAN FINANCIAL ENGINES HOLDINGS III, LLCIndirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLC
75%+
EDELMAN FINANCIAL ENGINES HOLDINGS I, LLCIndirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC
75%+
EDELMAN FINANCIAL ENGINES HOLDINGS II, INC.Indirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES INVESTMENTS, LLC
75%+
EDELMAN FINANCIAL ENGINES HOLDINGS I, LLCIndirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES HOLDINGS II, INC.
75%+
EDELMAN FINANCIAL ENGINES, L.P.Indirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC
75%+
EDELMAN FINANCIAL ENGINES INVESTMENTS, LLCIndirect owner · Schedule BInterest in EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Edelman Financial Engines.
Reported ownership and control details
Form ADV · Filing date 2026-07-24 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | EDELMAN FINANCIAL ENGINES, LLCMEMBER MANAGERDomestic entity | EDELMAN FINANCIAL ENGINES | 75% or moreCode E | Yes | MEMBER MANAGER12/1997 | Schedule APDF page 95 |
| 2 | NEIL GILFEDDEREXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER03/2023 | Schedule APDF page 95 |
| 3 | RALPH ERNST HABERLIPRESIDENT AND CHIEF EXECUTIVE OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | PRESIDENT AND CHIEF EXECUTIVE OFFICER10/2025 | Schedule APDF page 95 |
| 4 | MICHAEL LIERSCHEXECUTIVE VICE PRESIDENT, CHIEF PLANNING OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | EXECUTIVE VICE PRESIDENT, CHIEF PLANNING OFFICER08/2025 | Schedule APDF page 95 |
| 5 | LEWIS EMERSON ANTONEEVP, CHIEF LEGAL AND RISK OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | EVP, CHIEF LEGAL AND RISK OFFICER03/2026 | Schedule APDF page 95 |
| 6 | STEVEN MICHAEL GAVENEXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER06/2026 | Schedule APDF page 95 |
| 7 | ELIZABETH ANN HANSENVICE PRESIDENT, CHIEF COMPLIANCE OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER07/2026 | Schedule APDF page 95 |
| 8 | GREG CORSOEXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICERIndividual | EDELMAN FINANCIAL ENGINES | Less than 5%Code NA | Yes | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER06/2026 | Schedule APDF page 95 |
| 9 | THE EDELMAN FINANCIAL ENGINES CENTER, LLCMANAGING MEMBERDomestic entity | EDELMAN FINANCIAL ENGINES, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 95 |
| 10 | EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLCMANAGING MEMBERDomestic entity | THE EDELMAN FINANCIAL ENGINES CENTER, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 95 |
| 11 | EDELMAN FINANCIAL ENGINES HOLDINGS III, LLCMANAGING MEMBERDomestic entity | EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 95 |
| 12 | EDELMAN FINANCIAL ENGINES HOLDINGS I, LLCMANAGING MEMBERDomestic entity | EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 96 |
| 13 | EDELMAN FINANCIAL ENGINES HOLDINGS II, INC.MANAGING MEMBERDomestic entity | EDELMAN FINANCIAL ENGINES INVESTMENTS, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 96 |
| 14 | EDELMAN FINANCIAL ENGINES HOLDINGS I, LLCSOLE STOCKHOLDERDomestic entity | EDELMAN FINANCIAL ENGINES HOLDINGS II, INC. | 75% or moreCode E | Yes | SOLE STOCKHOLDER07/2018 | Schedule BPDF page 96 |
| 15 | EDELMAN FINANCIAL ENGINES, L.P.MEMBER OF EDELMAN FINANCIAL ENGINES HOLDINGS I, LLCDomestic entity | EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC | 75% or moreCode E | Yes | MEMBER OF EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC07/2018 | Schedule BPDF page 96 |
| 16 | EDELMAN FINANCIAL ENGINES INVESTMENTS, LLCMEMBERDomestic entity | EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC | 25% to less than 50%Code C | Yes | MEMBER07/2018 | Schedule BPDF page 96 |
| 17 | H&F FLIGHT GP, LLCGENERAL PARTNERDomestic entity | EDELMAN FINANCIAL ENGINES, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER07/2018 | Schedule BPDF page 96 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 7/24/2026 2:30:09 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.