EAST PEORIA, ILCRD 101080Latest ADV March 30, 2026
Midwestern Securities Trading Co.,Llc is an SEC registered investment adviser organized as a limited liability company with a primary office location in East Peoria, IL. Its latest Form ADV filing, dated March 30, 2026, reports $2.0B in regulatory assets under management, 105 employees, 85 offices, and 11,847 accounts.
Top client segmentIndividuals represent 96.8% of total clients.
Top client categories% of clientsClients
1
Individuals
96.8%
11,466
2
HNWI
2.1%
243
3
Corporations
1.2%
138
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.0Bas of March 30, 2026
Discretionary56.1%
$1.1B
56% of total RAUM56.1%
Non-discretionary43.9%
$871M
44% of total RAUM43.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.0B
Total Accounts11,847
10Y AUM Change+$1.7B (+512.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees105
Clients per Employee113:1
10Y Employee Change+50 (+90.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.