COLD SPRING HARBOR, NYCRD 29102Latest ADV March 25, 2026
Taglich Brothers, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Cold Spring Harbor, NY. Its latest Form ADV filing, dated March 25, 2026, reports $38M in regulatory assets under management, 5 employees, and 186 accounts.
Assets Under Management
$38M
Employees
5
Offices
--
Total Clients
186
Primary office
COLD SPRING HARBOR, NY
37 MAIN STREET, COLD SPRING HARBOR, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Other fee arrangements
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 59.7% of total clients.
Top client categories% of clientsClients
1
HNWI
59.7%
111
2
Corporations
40.3%
75
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$38Mas of March 25, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$38M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$38M
Total Accounts186
10Y AUM Change$-64M (-62.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee37:1
10Y Employee Change-15 (-75.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.