Dba Seaside Financial & Insurance Services is an SEC registered investment adviser organized as a corporation with a primary office location in Carlsbad, CA. Its latest Form ADV filing, dated April 8, 2026, reports $81M in regulatory assets under management, 4 employees, 1 office, and 337 accounts.
Assets Under Management
$81M
Employees
4
Offices
1 office
Total Clients
137
Primary office
CARLSBAD, CA
2888 LOKER AVE EAST, SUITE 110, CARLSBAD, CA, United States
Top client segmentIndividuals represent 82.5% of total clients.
Top client categories% of clientsClients
1
Individuals
82.5%
113
2
HNWI
17.5%
24
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$81Mas of May 28, 2026
Discretionary100.0%
$81M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$81M
Total Accounts337
10Y AUM Change$-19M (-18.9%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee34:1
10Y Employee Change-1 (-20.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.