Firm profile

LPK INVESTMENT GROUP, LLP

NEW YORK, NYCRD 218514Latest ADV March 25, 2026

Lpk Investment Group, Llp is an SEC registered investment adviser organized as a limited liability partnership with a primary office location in New York, NY. Its latest Form ADV filing, dated March 25, 2026, reports $98M in regulatory assets under management, 68 employees, and 15 accounts.

Assets Under Management
$98M
Employees
68
Offices
--
Total Clients
15
Primary office
NEW YORK, NY
520 MADISON AVENUE, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOMandy E. Banks

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Performance-based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 40.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
40.0%
6
2
Pooled Investment Vehicles
40.0%
6
3
BDCs
20.0%
3

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$98Mas of March 25, 2026
Discretionary100.0%
$98M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$98M
Total Accounts15
10Y AUM Change+$10M (+11.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees68
Clients per Employee0:1
10Y Employee Change+46 (+209.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.