Seros Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Gilbert, AZ. Its latest Form ADV filing, dated April 29, 2026, reports $359M in regulatory assets under management, 10 employees, and 1,049 accounts.
Assets Under Management
$359M
Employees
10
Offices
--
Total Clients
456
Primary office
GILBERT, AZ
155 E RIVULON BLVD, SUITE 304, GILBERT, AZ, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 70.2% of total clients.
Top client categories% of clientsClients
1
Individuals
70.2%
320
2
HNWI
26.5%
121
3
Pension Plans
1.8%
8
4
Corporations
1.1%
5
5
Charitable
0.4%
2
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$359Mas of April 29, 2026
Discretionary100.0%
$359M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$359M
Total Accounts1,049
10Y AUM Change+$225M (+167.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee46:1
10Y Employee Change+3 (+42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.