Arthur Stein Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Bethesda, MD. Its latest Form ADV filing, dated March 23, 2026, reports $141M in regulatory assets under management, 3 employees, 1 office, and 283 accounts.
Assets Under Management
$141M
Employees
3
Offices
1 office
Total Clients
76
Primary office
BETHESDA, MD
6701 DEMOCRACY BLVD., SUITE 300, BETHESDA, MD, United States
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 76.3% of total clients.
Top client categories% of clientsClients
1
HNWI
76.3%
58
2
Individuals
23.7%
18
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$141Mas of March 23, 2026
Discretionary99.9%
$141M
100% of total RAUM99.9%
Non-discretionary0.1%
$125K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$141M
Total Accounts283
10Y AUM Change+$31M (+28.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee25:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.