Vivaldi Capital Management LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in Chicago, IL. Its latest Form ADV filing, dated April 17, 2026, reports $5.6B in regulatory assets under management, 68 employees, 5 offices, and 9,855 accounts.
Assets Under Management
$5.6B
Employees
68
Offices
5 offices
Total Clients
2,461
Primary office
CHICAGO, IL
225 WEST WACKER, SUITE 2100, CHICAGO, IL, United States
Top client segmentHNWI represent 53.0% of total clients.
Top client categories% of clientsClients
1
HNWI
53.0%
1,304
2
Individuals
45.6%
1,121
3
Pension Plans
1.4%
34
Additional categories (<0.1%)
Pooled Investment Vehicles<5 clients
Other Advisers<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$5.6Bas of April 17, 2026
Discretionary42.5%
$2.4B
42% of total RAUM42.5%
Non-discretionary57.5%
$3.2B
58% of total RAUM57.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$5.6B
Total Accounts9,855
10Y AUM Change+$4.8B (+563.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees68
Clients per Employee36:1
10Y Employee Change+48 (+240.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.