Dempsey Lord Smith, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Rome, GA. Its latest Form ADV filing, dated January 5, 2026, reports $580M in regulatory assets under management, 92 employees, 60 offices, and 2,444 accounts.
Assets Under Management
$580M
Employees
92
Offices
60 offices
Total Clients
2,731
Primary office
ROME, GA
901 N BROAD STREET, SUITE 400, ROME, GA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 88.5% of total clients.
Top client categories% of clientsClients
1
Individuals
88.5%
2,416
2
HNWI
11.2%
306
3
Pension Plans
0.3%
9
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$580Mas of January 5, 2026
Discretionary100.0%
$580M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$580M
Total Accounts2,444
10Y AUM Change+$475M (+448.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees92
Clients per Employee30:1
10Y Employee Change+20 (+27.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.