Firm profile

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

PHOENIX, AZCRD 140551Latest ADV March 16, 2026

The Capital Advisory Group Advisory Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Phoenix, AZ. Its latest Form ADV filing, dated March 16, 2026, reports $539M in regulatory assets under management, 7 employees, 2 offices, and 1,814 accounts.

Assets Under Management
$539M
Employees
7
Offices
2 offices
Total Clients
1,424
Primary office
PHOENIX, AZ
10000 N 31ST AVE, SUITE D216, PHOENIX, AZ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(952) 831-8243
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOMichael J. Ruggieri

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentHNWI represent 71.8% of total clients.
Top client categories% of clientsClients
1
HNWI
71.8%
1,022
2
Individuals
28.2%
402
Categories with <5 clients
MUTUAL FUNDS AND ANNUITIES NON ADVISORY<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$539Mas of March 16, 2026
Discretionary96.0%
$517M
96% of total RAUM96.0%
Non-discretionary4.0%
$22M
4% of total RAUM4.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$539M
Total Accounts1,814
10Y AUM Change+$265M (+96.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee203:1
10Y Employee Change-4 (-36.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.