Firm profile

PRINCE FINANCIAL ADVISORY LLC

NEW YORK, NYCRD 131234Latest ADV February 13, 2026

Prince Financial Advisory LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated February 13, 2026, reports $62M in regulatory assets under management, 1 employee, 1 office, and 121 accounts.

Assets Under Management
$62M
Employees
1
Offices
1 office
Total Clients
60
Primary office
NEW YORK, NY
251 E 32ND STREET, STE 6E, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOPRINCE, LAUREN, PHYLLIS

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 58.3% of total clients.
Top client categories% of clientsClients
1
Individuals
58.3%
35
2
HNWI
41.7%
25

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$62Mas of February 13, 2026
Discretionary100.0%
$62M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$62M
Total Accounts121
10Y AUM Change+$27M (+75.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee60:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.