Complete Financial Planning,Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated January 9, 2026, reports $32M in regulatory assets under management, 1 employee, and 85 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 45.7% of total clients.
Top client categories% of clientsClients
1
HNWI
45.7%
16
2
Individuals
40.0%
14
3
Pension Plans
14.3%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$32Mas of January 9, 2026
Discretionary99.2%
$32M
99% of total RAUM99.2%
Non-discretionary0.8%
$244K
1% of total RAUM0.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$32M
Total Accounts85
10Y AUM Change+$2M (+5.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee35:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.