NEWPORT BEACH, CACRD 122307Latest ADV March 26, 2026
J.Derek Lewis & Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Newport Beach, CA. Its latest Form ADV filing, dated March 26, 2026, reports $2.3B in regulatory assets under management, 10 employees, and 7,943 accounts.
Assets Under Management
$2.3B
Employees
10
Offices
--
Total Clients
7,943
Primary office
NEWPORT BEACH, CA
1001 DOVE STREET, SUITE 155, NEWPORT BEACH, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 79.5% of total clients.
Top client categories% of clientsClients
1
Individuals
79.5%
6,315
2
HNWI
17.3%
1,376
3
Charitable
1.3%
100
4
Pension Plans
1.0%
77
5
Corporations
0.6%
49
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.3Bas of March 26, 2026
Discretionary92.5%
$2.1B
92% of total RAUM92.5%
Non-discretionary7.5%
$171M
8% of total RAUM7.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.3B
Total Accounts7,943
10Y AUM Change+$1.6B (+232.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee794:1
10Y Employee Change+2 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.