Financial Connections Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Larkspur, CA. Its latest Form ADV filing, dated January 21, 2026, reports $625M in regulatory assets under management, 7 employees, 2 offices, and 1,024 accounts.
Assets Under Management
$625M
Employees
7
Offices
2 offices
Total Clients
331
Primary office
LARKSPUR, CA
1100 LARKSPUR LANDING CIRCLE, #355, LARKSPUR, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.1% of total clients.
Top client categories% of clientsClients
1
Individuals
51.1%
169
2
HNWI
48.9%
162
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$625Mas of January 21, 2026
Discretionary100.0%
$625M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$625M
Total Accounts1,024
10Y AUM Change+$403M (+182.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee47:1
10Y Employee Change+2 (+40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.