Regency Investment Advisors Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Fresno, CA. Its latest Form ADV filing, dated March 12, 2026, reports $1.1B in regulatory assets under management, 15 employees, and 1,906 accounts.
Assets Under Management
$1.1B
Employees
15
Offices
--
Total Clients
803
Primary office
FRESNO, CA
1312 W HERNDON, SUITE 101, FRESNO, CA, United States
Top client segmentIndividuals represent 62.9% of total clients.
Top client categories% of clientsClients
1
Individuals
62.9%
505
2
HNWI
26.3%
211
3
Pension Plans
6.6%
53
4
Charitable
2.7%
22
5
Corporations
1.5%
12
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of March 12, 2026
Discretionary93.3%
$1.1B
93% of total RAUM93.3%
Non-discretionary6.7%
$77M
7% of total RAUM6.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.1B
Total Accounts1,906
10Y AUM Change+$804M (+236.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee54:1
10Y Employee Change+5 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.