Firm profile

THE HOGAN-KNOTTS FINANCIAL GROUP, INC.

RED BANK, NJCRD 106758Latest ADV March 31, 2026

The Hogan-Knotts Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Red Bank, NJ. Its latest Form ADV filing, dated March 31, 2026, reports $332M in regulatory assets under management, 4 employees, 1 office, and 661 accounts.

Assets Under Management
$332M
Employees
4
Offices
1 office
Total Clients
180
Primary office
RED BANK, NJ
298 BROAD ST, RED BANK, NJ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOTimothy A. Knotts

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 47.2% of total clients.
Top client categories% of clientsClients
1
HNWI
47.2%
85
2
Individuals
36.1%
65
3
Pension Plans
13.9%
25
4
Charitable
2.2%
4
5
Corporations
0.6%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$332Mas of March 31, 2026
Discretionary100.0%
$332M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$332M
Total Accounts661
10Y AUM Change+$122M (+58.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee45:1
10Y Employee Change-2 (-33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.