BURLINGAME, CACRD 283295Latest ADV January 30, 2026
Ballast Point Financial Planning, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Burlingame, CA. Its latest Form ADV filing, dated January 30, 2026, reports $162M in regulatory assets under management, 6 employees, 3 offices, and 456 accounts.
Assets Under Management
$162M
Employees
6
Offices
3 offices
Total Clients
143
Primary office
BURLINGAME, CA
340 LORTON AVE, STE 216, BURLINGAME, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 60.1% of total clients.
Top client categories% of clientsClients
1
Individuals
60.1%
86
2
HNWI
39.9%
57
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$162Mas of January 30, 2026
Discretionary27.8%
$45M
28% of total RAUM27.8%
Non-discretionary72.2%
$117M
72% of total RAUM72.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$162M
Total Accounts456
10Y AUM Change+$32M (+24.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee24:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.